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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk