Search Result

161 - 180 of 883 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

BIPRU 8.9A Consolidated large exposure requirements

As Published: 2010

BIPRU 8.9A Consolidated large exposure requirements

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms