Search Result

101 - 120 of 790 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule