Search Result

601 - 620 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval