Search Result

321 - 340 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 13.2 General

As Published: 2007

PERG 13.2 General

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision