Search Result

261 - 280 of 862 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

COND 1.3 General

As Published: 2001

COND 1.3 General

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

SYSC 1.4 Application of SYSC 11 to SYSC 19

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 19