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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 15.2 General

As Published: 2009

PERG 15.2 General

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control