Search Result

221 - 240 of 655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application