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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

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PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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PR App 1.1

As Published: 2005

PR App 1.1

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COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

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