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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements