Search Result

741 - 760 of 1019 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

COBS 18.4 Stock lending activity

As Published: 2007

COBS 18.4 Stock lending activity

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom