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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services