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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

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BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

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COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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