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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2009

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

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