Search Result

441 - 460 of 836 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices