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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 15.1 Introduction

As Published: 2009

PERG 15.1 Introduction

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT