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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PERG 15.2 General

As Published: 2009

PERG 15.2 General

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

COBS 19.3 Product disclosure to members of occupational pension schemes

As Published: 2007

COBS 19.3 Product disclosure to members of occupational pension schemes

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues