Search Result

321 - 340 of 864 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2009

PERG 8.19 Additional restriction on the promotion of life policies

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans