Search Result

301 - 320 of 872 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 3.23 Default

As Published: 2001

REC 3.23 Default

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers