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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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COND 1.3 General

As Published: 2001

COND 1.3 General

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LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

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PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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