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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

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PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

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RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

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