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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

BIPRU 12.2 Adequacy of liquidity resources

As Published: 2009

BIPRU 12.2 Adequacy of liquidity resources

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

REC 1.1 Application

As Published: 2005

REC 1.1 Application

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DISP App 3.2 The assessment of a complaint

As Published: 2010

DISP App 3.2 The assessment of a complaint

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE