Search Result

181 - 200 of 957 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose