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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms