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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

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ICOBS 2.5 Exclusion of liability and reliance on others

As Published: 2008

ICOBS 2.5 Exclusion of liability and reliance on others

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COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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COBS 17.1 Providing information to claimants and dealing with claims

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SUP 12.5 Contracts: required terms

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

ICOBS 7.2 Effects of cancellation

COBS 21.3 Rules for firms engaged in linked long-term insurance business

CASS 5.4 Non-statutory client money trust

PERG 13.7 The territorial application of MiFID

FEES 3.1 Introduction

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.2 General issues

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order