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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

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ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

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FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

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LR 16.1 Application

As Published: 2005

LR 16.1 Application

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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