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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA