Search Result

501 - 520 of 891 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

BIPRU 5.7 Unfunded credit protection

As Published: 2007

BIPRU 5.7 Unfunded credit protection

…

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

…

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

…

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

…

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

…

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

…

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

…

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

…

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

…

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

…