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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

LR 17.1 Application

As Published: 2005

LR 17.1 Application

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities