Search Result

421 - 440 of 1095 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options