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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

COBS 21.3 Rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Rules for firms engaged in linked long-term insurance business

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund