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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

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PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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