Search Result

201 - 220 of 592 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms