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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

As Published: 2005

MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

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LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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