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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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Similar To

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 9.6 The investment condition (section 236(3) of the Act): general

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

DISP 4.2 Standard terms

LR 13.1 Preliminary

ICOBS 5.3 Advised sales

FEES 6.5 Compensation costs

PERG 10.4A The application of EU Directives

RCB 3.6 Fees and other matters

SUP 13.3 Establishing a branch in another EEA State

LR 5.2 Cancelling listing

PERG 4.8 Administering a regulated mortgage contract

LR 1.4 Miscellaneous

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading