Search Result

781 - 800 of 902 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

CRED 8.1 Application and purpose

As Published: 2004

CRED 8.1 Application and purpose

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages