Search Result

601 - 620 of 993 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information