Search Result

381 - 400 of 819 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 5.16 Meaning of 'insurance mediation'

As Published: 2005

PERG 5.16 Meaning of 'insurance mediation'

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure