Search Result

21 - 40 of 614 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources