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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

LR 20.1 Application

As Published: 2010

LR 20.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles