Search Result

81 - 100 of 601 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MCOB 13.6 Repossessions

As Published: 2006

MCOB 13.6 Repossessions

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others