Search Result

241 - 260 of 924 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

FEES 7.2 The CFEB levy

As Published: 2010

FEES 7.2 The CFEB levy

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing