Search Result

621 - 640 of 1093 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status