Search Result

501 - 520 of 834 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous