Search Result

461 - 480 of 969 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.10 UCITS qualifiers and service companies

As Published: 2007

COBS 18.10 UCITS qualifiers and service companies

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

LR 7.2 The Listing Principles

As Published: 2009

LR 7.2 The Listing Principles

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

MCOB 13.7 Business loans

As Published: 2004

MCOB 13.7 Business loans