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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

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MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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