Search Result

361 - 380 of 851 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

PR App 1.1

As Published: 2005

PR App 1.1

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms