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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

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COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

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REC 3.23 Default

As Published: 2001

REC 3.23 Default

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MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

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REC 3.11 Insolvency events

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

BIPRU 5.4 Financial collateral

BIPRU 2.2 Internal capital adequacy standards

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

COBS 4.8 Cold calls and other promotions that are not in writing

PERG 8.28 Advice or information

MAR 4.1 Application and Purpose

COBS 2.1 Acting honestly, fairly and professionally

COBS 10.5 Assessing appropriateness: guidance

COBS 4.4 Compensation information

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order