Search Result

241 - 260 of 1014 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2009

PERG 15.4 Small payment institutions, agents and exempt bodies

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'