Search Result

241 - 260 of 886 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

DEPP 6A.2 Deciding whether to take action

As Published: 2010

DEPP 6A.2 Deciding whether to take action

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation